Regulatory Compliance

Compliance requirements are constantly evolving, and failing to adhere can result in fines and reputational damage. Market regulators often introduce changes simultaneously, each with specific requirements, especially for “Reconciliation” support. Compliance teams must continually update trade reporting technologies and processes to keep pace.

Despite variations across regulatory agencies, similarities exist, particularly in trade data Verification & Reconciliation. Essentia’s Regulatory Compliance team, comprised of experts who closely monitor mandates in North America, the EU, and the UK, ensures consistent and thorough compliance.